DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 6, 2024 | n/a | yes | LIMERICK, PA|HORSHAM, PA|QUAKERTOWN, PA | Current employment |
| T••••• C•••••• M••••••••• L•• | Independent wealth | Aug 22, 2023 | Feb 28, 2024 | no | FORT WASHINGTON, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• C•••••• M••••••••• L•• | L•• F•••••••• L•• | Feb 28, 2024 | Mar 6, 2024 | 7 | Firm change | RIA to ibd |
| O•••• I••••••••• I••• | T••••• C•••••• M••••••••• L•• | Aug 7, 2023 | Aug 22, 2023 |
| O•••• I••••••••• I••• | Bd affiliated wealth | Oct 31, 2022 | Aug 7, 2023 | no | MALVERN, PA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 20, 2020 | Jul 18, 2022 | no | GRANBY, CT|Bloomfield, CT|SPRINGFIELD, MA|EAST LONGMEADOW, MA|ENFIELD, CT|AGAWAM, MA|FEEDING HILLS, MA|WESTFIELD, MA|WESTFIELD, MA|CHICOPEE, MA|SOUTH HADLEY, MA|CHICOPEE, MA|WESTFIELD, MA|LUDLOW, MA|WEST SPRINGFIELD, MA|WESTFIELD, MA|SOUTHWICK, MA|WEST SPRINGFIELD, MA|LUDLOW, MA|CHICOPEE, MA|SPRINGFIELD, MA|HUNTINGTON, MA|WARE, MA|Enfield, CT|FARMINGTON, CT|WEST HARTFORD, CT|ENFIELD, CT|GRANBY, CT|WEST HARTFORD, CT | Previous registration |
| O•••• I••••••••• I••• | Bd affiliated wealth | Oct 2, 2018 | Mar 23, 2020 | no | South Windsor, CT|Somers, CT | Previous registration |
| M•• S••••••••• I••• | n/a | Sep 6, 2017 | Oct 17, 2018 | no | York, PA|POTTSTOWN, PA|BIRDSBORO, PA|BOYERTOWN, PA|READING, PA | Previous registration |
| K•• I••••••••• S••••••• L•• | Bd affiliated wealth | Dec 12, 2016 | Aug 14, 2017 | no | Exton, PA|Plymouth Meeting, PA | Previous registration |
| O•••• I••••••••• I••• | Bd affiliated wealth | Mar 28, 2016 | Dec 9, 2016 | no | Wyomissing, PA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 13, 2012 | Apr 22, 2016 | no | TREXLERTOWN, PA|GILBERTSVILLE, PA|FORT MILL, SC|POTTSTOWN, PA|MACUNGIE, PA|WHITEHALL, PA|FOGELSVILLE, PA|MERTZTOWN, PA|RED HILL, PA|EMMAUS, PA|SELLERSVILLE, PA|EMMAUS, PA|QUAKERTOWN, PA|QUAKERTOWN, PA | Previous registration |
| 15 |
| Firm change |
| Ibd to RIA |
| L•• F•••••••• L•• | O•••• I••••••••• I••• | Jul 18, 2022 | Oct 31, 2022 | 105 | Firm change | RIA to ibd |
| O•••• I••••••••• I••• | L•• F•••••••• L•• | Mar 23, 2020 | Mar 20, 2020 | -3 | Firm change | Ibd to ibd |
| M•• S••••••••• I••• | O•••• I••••••••• I••• | Oct 17, 2018 | Oct 2, 2018 | -15 | Firm change | Other |
| K•• I••••••••• S••••••• L•• | M•• S••••••••• I••• | Aug 14, 2017 | Sep 6, 2017 | 23 | Firm change | Other |
| O•••• I••••••••• I••• | K•• I••••••••• S••••••• L•• | Dec 9, 2016 | Dec 12, 2016 | 3 | Firm change | Other |
| L•• F•••••••• L•• | O•••• I••••••••• I••• | Apr 22, 2016 | Mar 28, 2016 | -25 | Firm change | Other |