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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

CRD 118319

CAMPBELL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c776bc4d-c2a9-60bc-9878-a18cb567ee73

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2018 to Apr 15, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $338MItem 5.F on the latest filing (2026-04-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $338M
Private client RAUM: $334MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $169Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 222
Individual clients: 109
High net worth clients: 111
Custody, client assets: $70.6M
SEC number: 801-113885
CRD: 118319
Filings on the tape: 14
First filed: Jul 24, 2018
Latest filed: Apr 15, 2026
Organised: Limited Liability Company, CA
Website: minearao.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN TAKEO ARAO	n/a	CAMPBELL, CA	27	37	n/a	no
BUD THOMAS MINE	n/a	CAMPBELL, CA	27	37	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARAO, JOHN, TAKEO	MANAGING MEMBER	D	yes	01/1999	Jul 24, 2018	Mar 26, 2024
MINE, BUD, THOMAS	MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER	D	yes	01/1999	Jul 24, 2018	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MINE & ARAO CPAS, LLP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 15, 2026	$338M	$338M	4	2	0	n/a	n/a
2024	Mar 17, 2025	$292M	$292M	4	2	0	n/a	n/a
2023	Mar 26, 2024	$238M	$238M	3	2	1	n/a	n/a
2022	Mar 24, 2023	$184M	$184M	3	2	1	n/a	n/a
2021	Mar 22, 2022	$214M	$214M	3	2	1	n/a	n/a
2020	Mar 25, 2021	$174M	$174M	3	2	0	n/a	n/a
2019	Mar 27, 2020	$148M	$148M	3	2	0	n/a	n/a
2018	Apr 2, 2019	$114M	$114M	3	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$338M	$292M	15.6%	$184M	22.5%	4	4	0	0

Relationships

Registered with (2)

← JOHN TAKEO ARAOAdvisorregistration: current employment
Sep 7, 1999 to presentfactForm ADV
← BUD THOMAS MINEAdvisorregistration: current employment
Sep 7, 1999 to presentfactForm ADV

Controls (2)

← ARAO, JOHN, TAKEOOwnerMANAGING MEMBER, ownership code D, individual
Jul 24, 2018 to Mar 26, 2024factForm ADV
← MINE, BUD, THOMASOwnerMANAGING MEMBER/ CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jul 24, 2018 to Mar 26, 2024factForm ADV

Dated events

Occurred
Jul 24, 2018
First Form ADV filing
Mine & Arao Wealth Creation And Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c776bc4d-c2a9-60bc-9878-a18cb567ee73
First observed: Jul 24, 2018
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

CRD 118319

CAMPBELL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c776bc4d-c2a9-60bc-9878-a18cb567ee73

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN TAKEO ARAO

n/a

CAMPBELL, CA

n/a

BUD THOMAS MINE

n/a

CAMPBELL, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARAO, JOHN, TAKEO

MANAGING MEMBER

yes

01/1999

Jul 24, 2018

Mar 26, 2024

MINE, BUD, THOMAS

MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER

yes

01/1999

Jul 24, 2018

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MINE & ARAO CPAS, LLP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 15, 2026

$338M

n/a

2024

Mar 17, 2025

$292M

n/a

2023

Mar 26, 2024

$238M

n/a

2022

Mar 24, 2023

$184M

n/a

2021

Mar 22, 2022

$214M

n/a

2020

Mar 25, 2021

$174M

n/a

2019

Mar 27, 2020

$148M

n/a

2018

Apr 2, 2019

$114M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$338M

$292M

15.6%

$184M

22.5%