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Advisor at B.O.S.S. RETIREMENT ADVISORS, LLC
Ogden, UT | LEHI, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B.O.S.S. RETIREMENT ADVISORS, LLC | Independent wealth | Mar 20, 2019 | n/a | yes | LEHI, UT|Ogden, UT | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 23, 2016 | Mar 12, 2019 | no | DRAPER, UT|OGDEN, UT|OGDEN, UT | Previous registration |
| LEE MILES LLC | State registered | Jun 20, 2014 | Jun 13, 2016 | no | OGDEN, UT | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Dec 5, 2013 | no | SOUTH OGDEN, UT|FARMINGTON, UT|OGDEN, UT|OGDEN, UT | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 16, 2011 | Oct 1, 2012 | no | OGDEN, UT|RIVERDALE, UT|OGDEN, UT|CLINTON, UT|LAYTON, UT|LAYTON, UT|FARMINGTON, UT|SOUTH OGDEN, UT | Previous registration |
| Spc | Bd affiliated wealth | Feb 8, 2011 | Apr 27, 2011 | no | OGDEN, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | B.O.S.S. RETIREMENT ADVISORS, LLC | Mar 12, 2019 | Mar 20, 2019 | 8 | Firm change | Ibd to RIA |
| LEE MILES LLC | CETERA ADVISOR NETWORKS LLC | Jun 13, 2016 | Jun 23, 2016 | 10 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | LEE MILES LLC | Dec 5, 2013 | Jun 20, 2014 | 197 | Firm change | Wirehouse to state RIA |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Spc | CHASE INVESTMENT SERVICES CORP. | Apr 27, 2011 | May 16, 2011 | 19 | Firm change | Other |