This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LANTERN WEALTH ADVISORS, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 22, 1982earliest registration or exam on IAPD

Years in industry

44derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65|S63|S66

First exam

Apr 22, 1982

First registration

Aug 19, 2020

Dual registered

yes, broker-dealer

IAPD individual key

1005805

• Occurred

  May 2, 2024
  Advisor changed firm

  Peter Michael Katz left Western International Securities for Lantern Wealth Advisors, Llc (registered 2024-04-29)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c77f381f-e6ed-9e29-d137-b1141f6b16ab

First observed

Aug 19, 2020

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.