DFX Intelligence

S•••• D•••• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

S•••• D•••• V•••••••••

Advisor at F•••• F•••••••• G••••

FORT LAUDERDALE, FL | Leland, NC

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Search this name across graphsid dfx:ria:c7892b39-2654-8059-84b7-00a316a77dab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 6, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• F•••••••• G••••	I•••••••••_WEALTH	Jan 1, 2023	n/a	yes	Leland, NC\|FORT LAUDERDALE, FL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 25, 2016	Dec 31, 2022	no	FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|Leland, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	F•••• F•••••••• G••••	Dec 31, 2022	Jan 1, 2023	1	Firm change	Ibd to new firm
I••••••••• F•••••••• P•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 8, 2016	Jan 25, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:149018:FL:2016-01-08	Jan 8, 2016	Jan 25, 2016	FT LAUDERALE, FL	Firm change

Relationships

Registered with (4)

→ F•••• F•••••••• G••••Registered adviserregistration: current employment
Jan 1, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 25, 2016 to Dec 31, 2022factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Nov 12, 2009 to Jan 8, 2016factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
S•••• D•••• V••••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for F•••• F•••••••• G•••• (registered 2023-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7892b39-2654-8059-84b7-00a316a77dab
First observed: Dec 20, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.