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Advisor at WELLS FARGO ADVISORS
WESTPORT, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 8, 2019 | n/a | yes | WESTPORT, CT | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 30, 2008 | May 17, 2019 | no | WESTPORT, CT | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 13, 1999 | Jun 18, 2008 | no | WESTPORT, CT|WESTPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | May 17, 2019 | May 8, 2019 | -9 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Jun 18, 2008 | May 30, 2008 | -19 | Firm change | Other |