DFX Intelligence

D•••• M••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

D•••• M••• P••••

Advisor at F•••• F•••••••• M••••••••• L•

EAST MOLINE, IL | LOMBARD, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F•••••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• F•••••••• M••••••••• L•	Independent wealth	Aug 17, 2026	n/a	yes	EAST MOLINE, IL\|LOMBARD, IL	Current employment
P• W••••• M••••••••• G••••	Independent wealth	Aug 4, 2015	n/a	yes	EAST MOLINE, IL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	P• W••••• M••••••••• G••••	Jan 28, 2015	Aug 4, 2015	188	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	C••••• I••••••••• A••••••• L••	Jan 28, 2004	Feb 2, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:173711:IL:2015-01-28	Jan 28, 2015	Aug 4, 2015	EAST MOLINE, IL	Firm change

Relationships

Registered with (4)

→ F•••• F•••••••• M••••••••• L•Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ P• W••••• M••••••••• G••••Registered adviserregistration: current employment
Aug 4, 2015 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 2, 2005 to Jan 28, 2015factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 19, 2002
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.