DFX Intelligence

B••••• C••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

B••••• C••• C•••

Advisor at F•••••••• F•••• L••

C•••SBAD, CA

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Search this name across graphsid dfx:ria:c79f0b22-2526-a713-d70c-cf2897c17c12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• F•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 13, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• F•••• L••	Independent wealth	Oct 31, 2023	n/a	yes	C•••SBAD, CA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	Nov 2, 2023	no	C•••SBAD, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	F•••••••• F•••• L••	Nov 2, 2023	Oct 31, 2023	-2	Firm change	Ibd to RIA
S•••••••• F••••••••• I•••	O•••• W•••••• I•••	Sep 1, 2023	Sep 1, 2023

Relationships

Registered with (4)

→ F•••••••• F•••• L••Registered adviserregistration: current employment
Oct 31, 2023 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Nov 2, 2023factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Aug 6, 2015 to Sep 1, 2023factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Occurred
Nov 2, 2023
Advisor changed firm
B••••• C••• C••• left O•••• W•••••• I••• for F•••••••• F•••• L•• (registered 2023-10-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c79f0b22-2526-a713-d70c-cf2897c17c12
First observed: Sep 4, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.