DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FOUNTAIN SQUARE ASSET MANAGEMENT

FOUNTAIN SQUARE ASSET MANAGEMENT, LLC, CRD 316955

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7a28c37-e48a-9dbb-9c1b-d4fd8b1535a2

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Oct 28, 2021 to Mar 23, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $234MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $232M
Private client RAUM: $229MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $77.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 681
Individual clients: 311
High net worth clients: 83
SEC number: 801-122772
CRD: 316955
Filings on the tape: 11
First filed: Oct 28, 2021
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, OH
Website: fsqam.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS WILLIAM EISENZIMMER	n/a	CINCINNATI, OH	4	39	1	yes
Michael Anthony Livingston	Certified Financial Planner	CINCINNATI, OH	4	29	4	yes
ANGELO A MANCINI	n/a	CINCINNATI, OH	4	24	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EISENZIMMER, THOMAS, WILLIAM	CHIEF EXECUTIVE OFFICER	D	yes	08/2021	Oct 28, 2021	Mar 15, 2024
Livingston, Michael, Anthony	FINANCIAL PLANNER	C	yes	08/2021	Oct 28, 2021	Mar 15, 2024
MANCINI, ANGELO, A	INVESTMENT ADVISOR REP	Na	no	08/2021	Oct 28, 2021	Mar 15, 2024
MASON, DENNIS, RICHARD	CHIEF COMPLIANCE OFFICER	Na	no	10/2023	Dec 1, 2023	Mar 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EISENZIMMER FINANCIAL SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Cincinnati	Oh	United States	1	no
Cincinnati	Oh	United States	1	no
Cincinnati	Oh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$234M	$232M	5	3	3	n/a	n/a
2024	Jan 16, 2025	$206M	$205M	5	3	3	n/a	n/a
2023	Mar 15, 2024	$158M	$157M	5	3	3	n/a	n/a
2022	Mar 9, 2023	$121M	$121M	5	3	3	n/a	n/a
2021	Mar 27, 2022	$0	$0	4	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$234M	$206M	13.4%	$121M	24.4%	5	5	3	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CONCOURSE FINANCIAL GROUP ADVISORS	3	Apr 5, 2022	Apr 20, 2022	CINCINNATI, OH	Team lift out	Ibd to RIA	1.1%

Relationships

Registered with (3)

← THOMAS WILLIAM EISENZIMMERAdvisorregistration: current employment
Apr 20, 2022 to presentfactForm ADV
← Michael Anthony LivingstonAdvisorregistration: current employment
Apr 20, 2022 to presentfactForm ADV
← ANGELO A MANCINIAdvisorregistration: current employment
Apr 20, 2022 to presentfactForm ADV

Controls (2)

← EISENZIMMER, THOMAS, WILLIAMOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Oct 28, 2021 to Mar 15, 2024factForm ADV
← Livingston, Michael, AnthonyOwnerFINANCIAL PLANNER, ownership code C, individual
Oct 28, 2021 to Mar 15, 2024factForm ADV

Owns (2)

← MASON, DENNIS, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 1, 2023 to Mar 15, 2024factForm ADV
← MANCINI, ANGELO, AOwnerINVESTMENT ADVISOR REP, ownership code NA, individual
Oct 28, 2021 to Mar 15, 2024factForm ADV

Moved with (1)

← CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviser3 advisors, team lift out, same day
Apr 5, 2022 to Apr 20, 2022factForm ADV

Dated events

Occurred
Dec 1, 2023
Control person joined
Richard Dennis Mason (Chief Compliance Officer) appeared on Schedule A of Fountain Square Asset Management
Form ADVobserved 4 days ago
Occurred
Dec 1, 2023
Control person left
Roseann Higgins (Chief Compliance Officer) no longer on Schedule A of Fountain Square Asset Management (listed 2023-03-09, absent 2023-12-01)
Form ADVobserved 4 days ago
Occurred
Apr 5, 2022
Team lift-out
3 advisors left Concourse Financial Group Advisors (Cincinnati, OH) for Fountain Square Asset Management on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Oct 28, 2021
First Form ADV filing
Fountain Square Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7a28c37-e48a-9dbb-9c1b-d4fd8b1535a2
First observed: Oct 28, 2021
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOUNTAIN SQUARE ASSET MANAGEMENT

FOUNTAIN SQUARE ASSET MANAGEMENT, LLC, CRD 316955

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7a28c37-e48a-9dbb-9c1b-d4fd8b1535a2

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS WILLIAM EISENZIMMER

n/a

CINCINNATI, OH

yes

Michael Anthony Livingston

Certified Financial Planner

CINCINNATI, OH

yes

ANGELO A MANCINI

n/a

CINCINNATI, OH

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EISENZIMMER, THOMAS, WILLIAM

CHIEF EXECUTIVE OFFICER

yes

08/2021

Oct 28, 2021

Mar 15, 2024

Livingston, Michael, Anthony

FINANCIAL PLANNER

yes

08/2021

Oct 28, 2021

Mar 15, 2024

MANCINI, ANGELO, A

INVESTMENT ADVISOR REP

08/2021

Oct 28, 2021

Mar 15, 2024

MASON, DENNIS, RICHARD

CHIEF COMPLIANCE OFFICER

10/2023

Dec 1, 2023

Mar 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EISENZIMMER FINANCIAL SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Cincinnati

United States

Cincinnati

United States

Cincinnati

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$234M

$232M

n/a

2024

Jan 16, 2025

$206M

$205M

n/a

2023

Mar 15, 2024

$158M

$157M

n/a

2022

Mar 9, 2023

$121M

n/a

2021

Mar 27, 2022

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$234M

$206M

13.4%

$121M

24.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CONCOURSE FINANCIAL GROUP ADVISORS

Apr 5, 2022

Apr 20, 2022

CINCINNATI, OH

Team lift out

Ibd to RIA

1.1%