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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DAVID HUNTER O'NEIL

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7b3ab2d-44b4-56e8-9248-115d9c65569e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 9
Exams: S66
First exam: Aug 18, 2015
First registration: Jun 19, 2007
Dual registered: yes, broker-dealer
Other names: DAVID HUNTER ONEIL|DAVID H ONEIL|DAVID HUNTER ONEIL|DAVID HUNTER ONEIL
IAPD individual key: 2387039

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	LYON FALLS, NY\|OLD FORGE, NY\|BOONVILLE, NY\|GOUVERNEUR, NY\|WATERTOWN, NY\|STAR LAKE, NY\|ROME, NY	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 29, 2013	Feb 20, 2018	no	GOUVERNEUR, NY\|APPLETON, WI\|LYONS FALLS, NY\|HARRISVILLE, NY\|OLD FORGE, NY\|STAR LAKE, NY\|BOONVILLE, NY\|STAR LAKE, NY\|APPLETON, WI	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jun 19, 2007	Jan 6, 2009	no	SYRACUSE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 20, 2018	Feb 14, 2018	-6	Bulk transfer	Other
MORGAN STANLEY & CO. LLC	INVEST FINANCIAL CORPORATION	Jan 6, 2009	Oct 29, 2013	1,757	Firm change after gap	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 29, 2013 to Feb 20, 2018factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jun 19, 2007 to Jan 6, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7b3ab2d-44b4-56e8-9248-115d9c65569e
First observed: Jun 19, 2007
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID HUNTER O'NEIL

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7b3ab2d-44b4-56e8-9248-115d9c65569e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 14, 2018

n/a

yes

Current employment

INVEST FINANCIAL CORPORATION

Former SEC adviser

Oct 29, 2013

Feb 20, 2018

Previous registration

MORGAN STANLEY & CO. LLC

n/a

Jun 19, 2007

Jan 6, 2009

SYRACUSE, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INVEST FINANCIAL CORPORATION

LPL FINANCIAL LLC

Feb 20, 2018

Feb 14, 2018

-6

Bulk transfer

Other

MORGAN STANLEY & CO. LLC

INVEST FINANCIAL CORPORATION

Jan 6, 2009

Oct 29, 2013

1,757

Firm change after gap

Other