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K••••••• A•• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

K••••••• A•• S••••

Advisor at W••••••••• T•••• A•••••••

New Haven, CT | WELLESLEY, MA

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Search this name across graphsid dfx:ria:c7b46370-e35d-0002-f578-378244c58145

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• T•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• T•••• A•••••••	Independent wealth	Sep 13, 2022	n/a	yes	New Haven, CT\|WELLESLEY, MA	Current employment
M••••• S••••••	Wirehouse	Jan 24, 2012	Mar 14, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	W••••••••• T•••• A•••••••	Mar 14, 2022	Sep 13, 2022	183	Firm change	Wirehouse to RIA
O•••• W•••••• I•••	M••••• S••••••	Oct 14, 2011

Relationships

Registered with (3)

→ W••••••••• T•••• A•••••••Registered adviserregistration: current employment
Sep 13, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 24, 2012 to Mar 14, 2022factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 2, 2005 to Oct 14, 2011factForm ADV

Dated events

Occurred
Mar 14, 2022
Advisor changed firm
K••••••• A•• S•••• left M••••• S•••••• for W••••••••• T•••• A••••••• (registered 2022-09-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7b46370-e35d-0002-f578-378244c58145
First observed: Sep 2, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.