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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

JEFFERIES CAPITAL PARTNERS LLC

CRD 161498

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7ba33ce-32cb-85f2-31ed-8276315446e2

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 2
Observed: Feb 13, 2012 to Mar 28, 2019
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Jefferies Capital Partners LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Jefferies Capital Partners LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $203MItem 5.F on the latest filing (2019-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $203M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5
Individual clients: 0
High net worth clients: 0
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $203Mgross asset value as reported per fund; never fund size
Custody, client assets: $90.2M
SEC number: 801-73449
CRD: 161498
Filings on the tape: 9
First filed: Feb 13, 2012
Latest filed: Mar 28, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
JEFFERIES SBI USA FUND LP	Private Equity Fund	$20.0M	Mar 27, 2024	3	Feb 13, 2012	reported	021-146796
JEFFERIES CAPITAL PARTNERS V LP	Private Equity Fund	$13.5M	Mar 27, 2024	9	Feb 13, 2012	reported	021-146796
JEFFERIES CAPITAL PARTNERS IV LP	Private Equity Fund	$11.1M	Mar 28, 2023	45	Feb 13, 2012	reported	021-92647
ING FURMAN SELZ INVESTORS III LP	Private Equity Fund	$6.1M	Mar 28, 2018	22	Feb 13, 2012	reported	n/a
ING BARINGS GLOBAL LEVERAGED EQUITY PLAN HOLDINGS LLC	Private Equity Fund	$1.8M	Mar 29, 2016	33	Feb 13, 2012	dropped	n/a
JCP PARTNERS IV LLC	Private Equity Fund	$484,000	Mar 28, 2023	29	Feb 13, 2012	reported	021-77624
ING BARINGS U.S. LEVERAGED EQUITY PLAN LLC	Private Equity Fund	$341,000	Mar 28, 2018	50	Feb 13, 2012	reported	n/a
JEFFERIES EMPLOYEE PARTNERS IV LLC	Private Equity Fund	$152,000	Mar 28, 2023	65	Feb 13, 2012	reported	021-77730
ING BARINGS GLOBAL LEVERAGED EQUITY PLAN LTD.	Private Equity Fund	$110,000	Mar 28, 2018	33	Feb 13, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRIEDMAN, BRIAN, PAUL	MANAGING MEMBER	D	yes	01/2005	Feb 13, 2012	Mar 28, 2019
JEFFERIES GROUP LLC	NON-MANAGING MEMBER	C	yes	01/2005	Mar 26, 2013	Mar 28, 2019
LUIKART, JAMES, LOUIS	MANAGING MEMBER	Na	yes	01/2005	Feb 13, 2012	Mar 28, 2019
WU, YING	CFO, CCO	Na	yes	08/2009	Feb 13, 2012	Mar 28, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JEFFERIES FINANCE LLC	n/a	Asset manager	$25B	N	yes	n/a
JCP IV LLC	n/a	n/a	n/a	Y	yes	n/a
JCP V LLC	n/a	n/a	n/a	Y	yes	n/a
JEFFERIES LLC	n/a	n/a	n/a	N	yes	n/a
JEFFERIES-SBI STRATEGIC INVESTMENTS USA LLC	n/a	n/a	n/a	Y	yes	n/a
VOYA FURMAN SELZ INVESTMENTS III LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Houston	TX	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	$203M	$203M	7	6	1	5	$203M
2017	Mar 28, 2018	$216M	$216M	8	7	1	8	$216M
2016	Mar 29, 2017	$262M	$262M	9	8	n/a	8	$262M
2015	Mar 29, 2016	$272M	$272M	9	8	n/a	9	$272M
2014	Mar 30, 2015	$285M	$285M	10	9	n/a	9	$285M
2013	Mar 28, 2014	$427M	$427M	11	10	n/a	9	$427M
2012	Mar 26, 2013	$589M	$589M	11	10	n/a	9	$589M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$203M	$216M	-6.1%	$272M	-9.3%	7	8	1	1

Relationships

Advises (9)

→ JEFFERIES CAPITAL PARTNERS V LPPrivate fundPrivate Equity Fund, ERA
Feb 13, 2012 to presentfactForm ADV
→ JEFFERIES SBI USA FUND LPPrivate fundPrivate Equity Fund, ERA
Feb 13, 2012 to presentfactForm ADV
→ JEFFERIES CAPITAL PARTNERS IV LPPrivate fundPrivate Equity Fund, ERA
Feb 13, 2012 to presentfactForm ADV
→ JCP PARTNERS IV LLCPrivate fundPrivate Equity Fund, ERA
Feb 13, 2012 to presentfactForm ADV
→ JEFFERIES EMPLOYEE PARTNERS IV LLCPrivate fundPrivate Equity Fund, ERA
Feb 13, 2012 to presentfactForm ADV
→ ING BARINGS GLOBAL LEVERAGED EQUITY PLAN LTD.Private fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ ING FURMAN SELZ INVESTORS III LPPrivate fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ ING BARINGS U.S. LEVERAGED EQUITY PLAN LLCPrivate fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ ING BARINGS GLOBAL LEVERAGED EQUITY PLAN HOLDINGS LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Mar 29, 2016factForm ADV

Affiliated with (2)

→ JEFFERIES FINANCE LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← FOLGER HILL ASSET MANAGEMENT LPRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← FRIEDMAN, BRIAN, PAULOwnerMANAGING MEMBER, ownership code D, individual
Feb 13, 2012 to presentfactForm ADV
← LUIKART, JAMES, LOUISOwnerMANAGING MEMBER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← WU, YINGOwnerCFO, CCO, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← JEFFERIES GROUP LLCOwnerNON-MANAGING MEMBER, ownership code C, domestic entity
Mar 26, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7ba33ce-32cb-85f2-31ed-8276315446e2
First observed: Feb 13, 2012
Last observed: Mar 28, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JEFFERIES CAPITAL PARTNERS LLC

CRD 161498

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7ba33ce-32cb-85f2-31ed-8276315446e2

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

JEFFERIES SBI USA FUND LP

Private Equity Fund

$20.0M

Mar 27, 2024

Feb 13, 2012

reported

021-146796

JEFFERIES CAPITAL PARTNERS V LP

Private Equity Fund

$13.5M

Mar 27, 2024

Feb 13, 2012

reported

021-146796

JEFFERIES CAPITAL PARTNERS IV LP

Private Equity Fund

$11.1M

Mar 28, 2023

Feb 13, 2012

reported

021-92647

ING FURMAN SELZ INVESTORS III LP

Private Equity Fund

$6.1M

Mar 28, 2018

Feb 13, 2012

reported

n/a

ING BARINGS GLOBAL LEVERAGED EQUITY PLAN HOLDINGS LLC

Private Equity Fund

$1.8M

Mar 29, 2016

Feb 13, 2012

dropped

n/a

JCP PARTNERS IV LLC

Private Equity Fund

$484,000

Mar 28, 2023

Feb 13, 2012

reported

021-77624

ING BARINGS U.S. LEVERAGED EQUITY PLAN LLC

Private Equity Fund

$341,000

Mar 28, 2018

Feb 13, 2012

reported

n/a

JEFFERIES EMPLOYEE PARTNERS IV LLC

Private Equity Fund

$152,000

Mar 28, 2023

Feb 13, 2012

reported

021-77730

ING BARINGS GLOBAL LEVERAGED EQUITY PLAN LTD.

Private Equity Fund

$110,000

Mar 28, 2018

Feb 13, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRIEDMAN, BRIAN, PAUL

MANAGING MEMBER

yes

01/2005

Feb 13, 2012

Mar 28, 2019

JEFFERIES GROUP LLC

NON-MANAGING MEMBER

yes

01/2005

Mar 26, 2013

Mar 28, 2019

LUIKART, JAMES, LOUIS

MANAGING MEMBER

yes

01/2005

Feb 13, 2012

Mar 28, 2019

WU, YING

CFO, CCO

yes

08/2009

Feb 13, 2012

Mar 28, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JEFFERIES FINANCE LLC

n/a

Asset manager

$25B

yes

n/a

JCP IV LLC

n/a

yes

n/a

JCP V LLC

n/a

yes

n/a

JEFFERIES LLC

n/a

yes

n/a

JEFFERIES-SBI STRATEGIC INVESTMENTS USA LLC

n/a

yes

n/a

VOYA FURMAN SELZ INVESTMENTS III LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Houston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 28, 2019

$203M

2017

Mar 28, 2018

$216M

2016

Mar 29, 2017

$262M

n/a

$262M

2015

Mar 29, 2016

$272M

n/a

$272M

2014

Mar 30, 2015

$285M

n/a

$285M

2013

Mar 28, 2014

$427M

n/a

$427M

2012

Mar 26, 2013

$589M

n/a

$589M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$203M

$216M

-6.1%

$272M

-9.3%