DFX Intelligence

W•••••• S•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

W•••••• S•••• H•••

Advisor at S••••••• O•• C•••••• M••••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:c7c0e67a-370e-92fe-d6ab-144853a3ec57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• O•• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 23, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• O•• C•••••• M••••••••• L••	State registered	Mar 15, 2024	n/a	yes	DALLAS, TX	Current employment
R••••••••• I••••••••• G••••• L••	Mixed wealth	Aug 24, 2015	Dec 1, 2023	no	RICHMOND, VA\|Garland, TX\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• I••••••••• G••••• L••	S••••••• O•• C•••••• M••••••••• L••	Dec 1, 2023	Mar 15, 2024	105	Firm change	RIA to state RIA
A•••• S••••• C••••••• L••	R••••••••• I••••••••• G••••• L••	Dec 31, 2014	Aug 24, 2015

Relationships

Registered with (3)

→ S••••••• O•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 15, 2024 to presentfactForm ADV
→ R••••••••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Aug 24, 2015 to Dec 1, 2023factForm ADV
→ A•••• S••••• C••••••• L••Registered adviserregistration: previous registration
Sep 25, 2013 to Dec 31, 2014factForm ADV

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
W•••••• S•••• H••• left R••••••••• I••••••••• G••••• L•• for S••••••• O•• C•••••• M••••••••• L•• (registered 2024-03-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7c0e67a-370e-92fe-d6ab-144853a3ec57
First observed: Sep 25, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.