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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SLZ CAPITAL MANAGEMENT, LLC

CRD 162973

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7d2dbbd-4738-f7e3-b981-aaba955f1f0b

Data as of Jun 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Jun 27, 2013 to Jun 27, 2013
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

SLZ Capital Management, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $179MItem 5.F on the latest filing (2013-06-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $179M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Accounts: 5
Private funds: 6Schedule D 7.B(1)
Private fund GAV: $357Mgross asset value as reported per fund; never fund size
Custody, client assets: $174M
SEC number: 801-78291
CRD: 162973
Filings on the tape: 1
First filed: Jun 27, 2013
Latest filed: Jun 27, 2013
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SLZ CAPITAL OPPORTUNITY FUND LTD.	Hedge Fund	$39.1M	Mar 25, 2014	6	Apr 1, 2013	reported	n/a
SLZ CAPITAL MASTER FUND, LP	Hedge Fund	$7.2M	Mar 25, 2014	50	Mar 23, 2012	reported	n/a
WHITNEY CAPITAL SERIES FUND LLC - SERIES LS10	Hedge Fund	$4.7M	Jun 27, 2013	1	Apr 1, 2013	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIAGONALE, MARC, STEPHEN	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	03/2011	Jun 27, 2013	Jun 27, 2013
ZIMBLER, ADAM, FISHMAN	MANAGING MEMBER	E	yes	01/2011	Jun 27, 2013	Jun 27, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SLZ CAPITAL GP, LLC	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (3)

→ SLZ CAPITAL MASTER FUND, LPPrivate fundHedge Fund, ERA
Mar 23, 2012 to presentfactForm ADV
→ SLZ CAPITAL OPPORTUNITY FUND LTD.Private fundHedge Fund, ERA
Apr 1, 2013 to presentfactForm ADV
→ WHITNEY CAPITAL SERIES FUND LLC - SERIES LS10Private fundHedge Fund, ERA
Apr 1, 2013 to presentfactForm ADV

Controls (2)

← DIAGONALE, MARC, STEPHENOwnerCHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 27, 2013 to presentfactForm ADV
← ZIMBLER, ADAM, FISHMANOwnerMANAGING MEMBER, ownership code E, individual
Jun 27, 2013 to presentfactForm ADV

Dated events

Occurred
Jun 27, 2013
First Form ADV filing
Slz Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7d2dbbd-4738-f7e3-b981-aaba955f1f0b
First observed: Jun 27, 2013
Last observed: Jun 27, 2013 161 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SLZ CAPITAL MANAGEMENT, LLC

CRD 162973

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7d2dbbd-4738-f7e3-b981-aaba955f1f0b

Data as of Jun 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SLZ CAPITAL OPPORTUNITY FUND LTD.

Hedge Fund

$39.1M

Mar 25, 2014

Apr 1, 2013

reported

n/a

SLZ CAPITAL MASTER FUND, LP

Hedge Fund

$7.2M

Mar 25, 2014

Mar 23, 2012

reported

n/a

WHITNEY CAPITAL SERIES FUND LLC - SERIES LS10

Hedge Fund

$4.7M

Jun 27, 2013

Apr 1, 2013

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIAGONALE, MARC, STEPHEN

CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER

yes

03/2011

Jun 27, 2013

ZIMBLER, ADAM, FISHMAN

MANAGING MEMBER

yes

01/2011

Jun 27, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SLZ CAPITAL GP, LLC

n/a

yes

n/a