DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JOSEPH ANTHONY AMATO

Advisor at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Staten Island, NY | RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7e05c88-3274-7f03-8120-c7dc2d0bd88e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jul 10, 2006 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Joseph Anthony Amato

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 30, 1997
First registration: Jul 10, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 2751635

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Independent wealth	Apr 18, 2021	n/a	yes	RED BANK, NJ\|Staten Island, NY	Current employment
GUNNALLEN FINANCIAL, INC	n/a	Jul 10, 2006	Apr 10, 2008	no	STATEN ISLAND, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GUNNALLEN FINANCIAL, INC	ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Apr 10, 2008	Apr 18, 2021	4,756	Firm change after gap	Other

Relationships

Registered with (2)

→ ALEXANDER CAPITAL WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 18, 2021 to presentfactForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Jul 10, 2006 to Apr 10, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7e05c88-3274-7f03-8120-c7dc2d0bd88e
First observed: Jul 10, 2006
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSEPH ANTHONY AMATO

Advisor at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Staten Island, NY | RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7e05c88-3274-7f03-8120-c7dc2d0bd88e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Independent wealth

Apr 18, 2021

n/a

yes

RED BANK, NJ|Staten Island, NY

Current employment

GUNNALLEN FINANCIAL, INC

n/a

Jul 10, 2006

Apr 10, 2008

STATEN ISLAND, NY|STATEN ISLAND, NY|STATEN ISLAND, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GUNNALLEN FINANCIAL, INC

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Apr 10, 2008

Apr 18, 2021

4,756

Firm change after gap

Other