DFX Intelligence

S•••••• M••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

S•••••• M••••••• M•••••

Advisor at E•••••••• P••

BERWYN, PA | BOSTON, MA

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Search this name across graphsid dfx:ria:c7e2b6fc-6906-b809-c91e-f7c0e85297ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 17, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 4, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• P••	Independent wealth	Aug 2, 2024	n/a	yes	BERWYN, PA\|BOSTON, MA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 17, 2022	Jan 18, 2024	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	E•••••••• P••	Jan 18, 2024	Aug 2, 2024	197	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ E•••••••• P••Registered adviserregistration: current employment
Aug 2, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2022 to Jan 18, 2024factForm ADV

Dated events

Occurred
Jan 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7e2b6fc-6906-b809-c91e-f7c0e85297ce
First observed: Nov 17, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.