DFX Intelligence

R••• P•••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

R••• P•••••• M•••

Advisor at G• W••••• M••••••••• L••

RENO, NV

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Search this name across graphsid dfx:ria:c7e84952-f0cd-6a9e-58ba-c02745538190

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Sep 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G• W••••• M••••••••• L••	Independent wealth	Feb 4, 2026	n/a	yes	RENO, NV	Current employment
Q• A•••••••• L••	No RAUM reported	Aug 27, 2025	Jan 26, 2026	no	Reno, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q• A•••••••• L••	G• W••••• M••••••••• L••	Jan 26, 2026	Feb 4, 2026	9	Firm change	Other
C•••• A•••• M••••••••• L••	Q• A•••••••• L••	May 23, 2025	Aug 27, 2025

Relationships

Registered with (7)

→ G• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 4, 2026 to presentfactForm ADV
→ Q• A•••••••• L••Registered adviserregistration: previous registration
Aug 27, 2025 to Jan 26, 2026factForm ADV
→ C•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 22, 2025 to May 23, 2025factForm ADV
→ C••••••• C•••••• W••••• A•••••••

Dated events

Occurred
Jan 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 1, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7e84952-f0cd-6a9e-58ba-c02745538190
First observed: Sep 15, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.