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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
THE WOODLANDS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 29, 2016 | n/a | yes | THE WOODLANDS, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 11, 2008 | May 5, 2016 | no | THE WOODLANDS, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | May 5, 2016 | Apr 29, 2016 | -6 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:TX:2016-05-05 | May 5, 2016 | Apr 29, 2016 | HOUSTON, TX | Firm change |