DFX Intelligence

M•••• S••••••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

M•••• S••••••• V••••

Advisor at S••••• T•••• A•••••••• L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7eecaa9-bdde-7e2a-155b-d2020f61873e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• T•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• T•••• A•••••••• L••	Independent wealth	Oct 12, 2015	n/a	yes	NEW YORK, NY	Current employment
B••••••• C•••••• I•••	Former SEC adviser	Jan 21, 2009	Oct 22, 2015	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• C•••••• I•••	S••••• T•••• A•••••••• L••	Oct 22, 2015	Oct 12, 2015	-10	Firm change	Other
L••••• B••••••• I•••	B••••••• C•••••• I•••	Oct 15, 2008	Jan 21, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
19714:220519:NY:2015-10-22	Oct 22, 2015	Oct 12, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ S••••• T•••• A•••••••• L••Registered adviserregistration: current employment
Oct 12, 2015 to presentfactForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Jan 21, 2009 to Oct 22, 2015factForm ADV
→ L••••• B••••••• I•••Registered adviserregistration: previous registration
Sep 14, 2005 to Oct 15, 2008factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7eecaa9-bdde-7e2a-155b-d2020f61873e
First observed: May 26, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.