DFX Intelligence

W••• • A•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

W••• • A•••••••••

CRD 107878

SAN DIEGO, CA

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Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Mar 27, 2012 to Jun 23, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W••• • A•••••••••

Intermediary · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $187M••• Locked
Discretionary RAUM: $176M
Private client RAUM: $181Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $93.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• T••••••• W•••	n/a	SAN DIEGO, CA	22	29	n/a	no
K•••• A••••• W•••	n/a	SAN DIEGO, CA	22	26

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••• J••• W••••••• T•••••••	GENERAL PARTNER	D	yes	01/1997	Mar 27, 2012	Mar 29, 2024
W•••• K••••• A•••••	GENERAL PARTNER, CHIEF COMPLIANCE OFFICER	D	yes	04/2000	Mar 27, 2012	Mar 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$187M	$191M	-2.2%	$171M	3.1%	2	2	0	0

Relationships

Registered with (2)

← W•••••• T••••••• W•••Advisorregistration: current employment
Mar 11, 2004 to presentfactForm ADV
← K•••• A••••• W•••Advisorregistration: current employment
Mar 11, 2004 to presentfactForm ADV

Controls (2)

← W•••• J••• W••••••• T•••••••OwnerGENERAL PARTNER, ownership code D, individual
Mar 27, 2012 to Mar 29, 2024factForm ADV
← W•••• K••••• A•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 27, 2012
Last observed: Jun 23, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.