DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SMITH MOORE & CO.
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SMITH MOORE & CO. | Bd affiliated wealth | Jun 30, 2009 | n/a | yes | OVERLAND PARK, KS | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 1, 2009 | no | KANSAS CITY, MO | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | KANSAS CITY, MO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 2, 2002 | Apr 2, 2007 | no | KANSAS CITY, MO|KANSAS CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | SMITH MOORE & CO. | Jul 1, 2009 | Jun 30, 2009 | -1 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |