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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LH CAPITAL MARKETS, LLC

CRD 288866

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7f4e7dd-117c-2884-ac19-3c031accb22d

Data as of Jun 28, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Jun 28, 2021 to Jun 28, 2021
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

LH Capital Markets, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $357MItem 5.F on the latest filing (2021-06-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $357M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-121899
CRD: 288866
Filings on the tape: 1
First filed: Jun 28, 2021
Latest filed: Jun 28, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MARDER, BLAINE, GARY	MANAGING DIRECTOR	Na	yes	05/2017	Jun 28, 2021	Jun 28, 2021
NIEMAN, AARON, MICHAEL	MANAGING MEMBER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER	E	yes	04/2017	Jun 28, 2021	Jun 28, 2021

Relationships

Controls (2)

← MARDER, BLAINE, GARYOwnerMANAGING DIRECTOR, ownership code NA, individual
Jun 28, 2021 to presentfactForm ADV
← NIEMAN, AARON, MICHAELOwnerMANAGING MEMBER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 28, 2021 to presentfactForm ADV

Dated events

Occurred
Jun 28, 2021
First Form ADV filing
Lh Capital Markets, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7f4e7dd-117c-2884-ac19-3c031accb22d
First observed: Jun 28, 2021
Last observed: Jun 28, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LH CAPITAL MARKETS, LLC

CRD 288866

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7f4e7dd-117c-2884-ac19-3c031accb22d

Data as of Jun 28, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MARDER, BLAINE, GARY

MANAGING DIRECTOR

yes

05/2017

Jun 28, 2021

NIEMAN, AARON, MICHAEL

MANAGING MEMBER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER

yes

04/2017

Jun 28, 2021