DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HILDENE LEVERAGED CREDIT

HILDENE LEVERAGED CREDIT, LLC, CRD 170676

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7f88fde-eba9-6a4d-c7b2-5ec8a104b9ea

Data as of Aug 7, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 1
Observed: Mar 31, 2014 to Aug 7, 2015
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

HILDENE LEVERAGED CREDIT

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2BItem 5.F on the latest filing (2015-08-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 8
Accounts: 7
Private funds: 6Schedule D 7.B(1)
Private fund GAV: $1.2Bgross asset value as reported per fund; never fund size
Custody, client assets: $92.4M
SEC number: 801-79538
CRD: 170676
Filings on the tape: 5
First filed: Mar 31, 2014
Latest filed: Aug 7, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HILDENE CLO II, LTD	Securitized Asset Fund	$426M	Aug 7, 2015	2	Mar 31, 2014	reported	n/a
HILDENE CLO III, LTD.	Securitized Asset Fund	$405M	Aug 7, 2015	2	Aug 12, 2014	reported	n/a
HILDENE CLO I, LTD.	Securitized Asset Fund	$321M	Aug 7, 2015	2	Mar 31, 2014	reported	n/a
HILDENE LEVERAGED CREDIT MASTER FUND, LTD.	Hedge Fund	$94.8M	Aug 7, 2015	50	Feb 18, 2014	reported	021-195440
HILDENE CLO IV, LTD.	Securitized Asset Fund	$0	Aug 7, 2015	2	May 21, 2015	reported	n/a
HILDENE LEVERAGED CREDIT IDF, LLC	Hedge Fund	$0	Aug 7, 2015	0	Mar 31, 2014	reported	021-999999

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HILDENE HOLDING COMPANY, LLC	MEMBER OF HILDENE LEVERAGED CREDIT	C	yes	03/2013	Mar 31, 2014	Aug 7, 2015
JEFFERSON, BRETT, RODMANN	MANAGER OF HILDENE LEVERAGED CREDIT	Na	yes	03/2013	Mar 31, 2014	Aug 7, 2015
JEFFERSON, BRETT, RODMANN	CLASS A MEMBER	D	yes	01/2008	Mar 31, 2014	Aug 7, 2015
NEUHAUS, KATJA, JULIE	MEMBER OF HILDENE LEVERAGED CREDIT	A	yes	03/2013	Mar 31, 2014	Aug 7, 2015
ORENSTEIN, PHILIP, NATHANIEL	MANAGER AND PRESIDENT OF HILDENE LEVERAGED CREDIT	B	yes	04/2014	Mar 31, 2015	Aug 7, 2015
BALAKRISHNAN, SRIRAM	MEMBER OF HILDENE LEVERAGED CREDIT	A	no	03/2013	Mar 31, 2014	Aug 7, 2015
BYRNE, JEFFREY, ROBERT	MEMBER OF HILDENE LEVERAGED CREDIT	A	no	03/2013	Mar 31, 2014	Aug 7, 2015
GORDON, RICHARD, M	CHIEF COMPLIANCE OFFICER OF HILDENE LEVERAGED CREDIT	Na	no	07/2015	Aug 7, 2015	Aug 7, 2015
UHLIAR, GARY, LUDWIG	MANAGER AND MEMBER OF HILDENE LEVERAGED CREDIT	A	no	03/2013	Mar 31, 2014	Aug 7, 2015
WILLIAMS, WESLEY, HASTIE	MANAGER AND MEMBER OF HILDENE LEVERAGED CREDIT	A	no	03/2013	Mar 31, 2014	Aug 7, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HILDENE CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$20B	N	yes	n/a
HIDLENE LEVERAGED CREDIT ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
HILDENE ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$1.2B	$1.2B	12	8	n/a	5	$1.2B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$1.2B	n/a	n/a	n/a	n/a	12	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ HILDENE CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Advises (6)

→ HILDENE LEVERAGED CREDIT MASTER FUND, LTD.Private fundHedge Fund, IA
Feb 18, 2014 to presentfactForm ADV
→ HILDENE CLO IV, LTD.Private fundSecuritized Asset Fund, IA
May 21, 2015 to presentfactForm ADV
→ HILDENE LEVERAGED CREDIT IDF, LLCPrivate fundHedge Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ HILDENE CLO I, LTD.Private fundSecuritized Asset Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ HILDENE CLO III, LTD.Private fundSecuritized Asset Fund, IA
Aug 12, 2014 to presentfactForm ADV
→ HILDENE CLO II, LTDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2014 to presentfactForm ADV

Controls (4)

← JEFFERSON, BRETT, RODMANNOwnerCLASS A MEMBER, ownership code D, individual
Mar 31, 2014 to presentfactForm ADV
← ORENSTEIN, PHILIP, NATHANIELOwnerMANAGER AND PRESIDENT OF HILDENE LEVERAGED CREDIT, ownership code B, individual
Mar 31, 2015 to presentfactForm ADV
← NEUHAUS, KATJA, JULIEOwnerMEMBER OF HILDENE LEVERAGED CREDIT, ownership code A, individual
Mar 31, 2014 to presentfactForm ADV
← HILDENE HOLDING COMPANY, LLCOwnerMEMBER OF HILDENE LEVERAGED CREDIT, ownership code C, domestic entity
Mar 31, 2014 to presentfactForm ADV

Owns (5)

← BALAKRISHNAN, SRIRAMOwnerMEMBER OF HILDENE LEVERAGED CREDIT, ownership code A, individual
Mar 31, 2014 to presentfactForm ADV
← WILLIAMS, WESLEY, HASTIEOwnerMANAGER AND MEMBER OF HILDENE LEVERAGED CREDIT, ownership code A, individual
Mar 31, 2014 to presentfactForm ADV
← BYRNE, JEFFREY, ROBERTOwnerMEMBER OF HILDENE LEVERAGED CREDIT, ownership code A, individual
Mar 31, 2014 to presentfactForm ADV
← UHLIAR, GARY, LUDWIGOwnerMANAGER AND MEMBER OF HILDENE LEVERAGED CREDIT, ownership code A, individual
Mar 31, 2014 to presentfactForm ADV
← GORDON, RICHARD, MOwnerCHIEF COMPLIANCE OFFICER OF HILDENE LEVERAGED CREDIT, ownership code NA, individual
Aug 7, 2015 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2014
First Form ADV filing
Hildene Leveraged Credit filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7f88fde-eba9-6a4d-c7b2-5ec8a104b9ea
First observed: Mar 31, 2014
Last observed: Aug 7, 2015 135 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HILDENE LEVERAGED CREDIT

HILDENE LEVERAGED CREDIT, LLC, CRD 170676

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7f88fde-eba9-6a4d-c7b2-5ec8a104b9ea

Data as of Aug 7, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HILDENE CLO II, LTD

Securitized Asset Fund

$426M

Aug 7, 2015

Mar 31, 2014

reported

n/a

HILDENE CLO III, LTD.

Securitized Asset Fund

$405M

Aug 7, 2015

Aug 12, 2014

reported

n/a

HILDENE CLO I, LTD.

Securitized Asset Fund

$321M

Aug 7, 2015

Mar 31, 2014

reported

n/a

HILDENE LEVERAGED CREDIT MASTER FUND, LTD.

Hedge Fund

$94.8M

Aug 7, 2015

Feb 18, 2014

reported

021-195440

HILDENE CLO IV, LTD.

Securitized Asset Fund

Aug 7, 2015

May 21, 2015

reported

n/a

HILDENE LEVERAGED CREDIT IDF, LLC

Hedge Fund

Aug 7, 2015

Mar 31, 2014

reported

021-999999

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HILDENE HOLDING COMPANY, LLC

MEMBER OF HILDENE LEVERAGED CREDIT

yes

03/2013

Mar 31, 2014

Aug 7, 2015

JEFFERSON, BRETT, RODMANN

MANAGER OF HILDENE LEVERAGED CREDIT

yes

03/2013

Mar 31, 2014

Aug 7, 2015

JEFFERSON, BRETT, RODMANN

CLASS A MEMBER

yes

01/2008

Mar 31, 2014

Aug 7, 2015

NEUHAUS, KATJA, JULIE

MEMBER OF HILDENE LEVERAGED CREDIT

yes

03/2013

Mar 31, 2014

Aug 7, 2015

ORENSTEIN, PHILIP, NATHANIEL

MANAGER AND PRESIDENT OF HILDENE LEVERAGED CREDIT

yes

04/2014

Mar 31, 2015

Aug 7, 2015

BALAKRISHNAN, SRIRAM

MEMBER OF HILDENE LEVERAGED CREDIT

03/2013

Mar 31, 2014

Aug 7, 2015

BYRNE, JEFFREY, ROBERT

MEMBER OF HILDENE LEVERAGED CREDIT

03/2013

Mar 31, 2014

Aug 7, 2015

GORDON, RICHARD, M

CHIEF COMPLIANCE OFFICER OF HILDENE LEVERAGED CREDIT

07/2015

Aug 7, 2015

UHLIAR, GARY, LUDWIG

MANAGER AND MEMBER OF HILDENE LEVERAGED CREDIT

03/2013

Mar 31, 2014

Aug 7, 2015

WILLIAMS, WESLEY, HASTIE

MANAGER AND MEMBER OF HILDENE LEVERAGED CREDIT

03/2013

Mar 31, 2014

Aug 7, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HILDENE CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$20B

yes

n/a

HIDLENE LEVERAGED CREDIT ADVISORS, LLC

n/a

yes

n/a

HILDENE ADVISORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

$1.2B

n/a

$1.2B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$1.2B

n/a