DFX Intelligence

J••••• R• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J••••• R• V•••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Alhambra, CA

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Search this name across graphsid dfx:ria:c80414d8-1130-a52e-f430-920c1c07cada

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 30, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 5, 2018	n/a	yes	Alhambra, CA	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	Feb 26, 2014	Mar 6, 2018	no	ANAHEIM, CA\|COSTA MESA, CA\|ALHAMBRA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 6, 2018	Mar 5, 2018	-1	Firm change	Other
O••••••••• S••••••••• I•••	C•••••••• F••••••••• I•••	Mar 28, 2014	Feb 26, 2014

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 5, 2018 to presentfactForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Feb 26, 2014 to Mar 6, 2018factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
May 26, 2009 to Mar 28, 2014factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c80414d8-1130-a52e-f430-920c1c07cada
First observed: Nov 21, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.