DFX Intelligence

J•••• L•• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor48 years in industry

J•••• L•• F•••••

Advisor at T•••••• F•••••••• P•••••••

ONTARIO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• F•••••••• P•••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: May 1, 1978earliest registration or exam on IAPD
Years in industry: 48derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• F•••••••• P•••••••	Former SEC adviser	Dec 2, 2025	n/a	yes	ONTARIO, CA	Current employment
N•• A•••••• S•••••••• L••	Former SEC adviser	Jun 12, 2002	Jul 15, 2005	no	ONTARIO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••• S•••••••• L••	T•••••• F•••••••• P•••••••	Jul 15, 2005	Dec 2, 2025	7,445	Firm change after gap	Other

Relationships

Registered with (2)

→ T•••••• F•••••••• P•••••••Registered adviserregistration: current employment
Dec 2, 2025 to presentfactForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 12, 2002 to Jul 15, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 12, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.