DFX Intelligence
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Reading the graph
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Advisor at S••••• W••••• A•••••••• I•••
Lone Tree, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• W••••• A•••••••• I••• | No RAUM reported | Dec 15, 2025 | n/a | yes | Lone Tree, CO | Current employment |
| S••••• W••••• A•••••••• I••• | No RAUM reported | Jan 3, 2012 | Feb 1, 2021 | no | LONE TRE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• C•••••• M••••••••• | S••••• W••••• A•••••••• I••• | Jun 24, 2010 | Jan 3, 2012 | 558 | Firm change after gap | Other |
| E•••••••• W••••• M••••••••• I•• | W••••••••• C•••••• M••••••••• | Dec 3, 2003 | Aug 7, 2008 |
| W••••••••• C•••••• M••••••••• | Former SEC adviser | Aug 7, 2008 | Jun 24, 2010 | no | NORTHGLENN, CO | Previous registration |
| E•••••••• W••••• M••••••••• I•• | n/a | Aug 5, 2002 | Dec 3, 2003 | no | DENVER, CO | Previous registration |
| 1,709 |
| Firm change after gap |
| Other |