S••••• E••••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c810a687-9a4a-efb6-1f52-dd230c5c3f2c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 25, 2025	n/a	yes	DINUBA, CA\|TULARE, CA\|REEDLEY, CA\|FRESNO, CA\|HANFORD, CA\|VISALIA, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 7, 2020	Aug 1, 2025	no	FRESNO, CA\|CLOVIS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	L•• F•••••••• L••	Aug 1, 2025	Aug 25, 2025	24	Firm change	Wirehouse to ibd
V•••• F•••••••• A•••••••• I•••	J••• M••••• S••••••••• L••	Nov 27, 2019	Jan 7, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:6413:CA:2025-08-01	Aug 1, 2025	Aug 25, 2025	CLOVIS, CA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 30, 2010 to Apr 12, 2018factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 7, 2020 to Aug 1, 2025factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 14, 2019 to Nov 27, 2019factForm ADV
→ S•• I••••••••• A•••••••• I•••

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c810a687-9a4a-efb6-1f52-dd230c5c3f2c
First observed: Nov 30, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.