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Reading the graph
Advisor at MORGAN STANLEY
Morristown, NJ | Naples, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 3, 2021 | n/a | yes | Morristown, NJ|Naples, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 27, 2009 | Sep 22, 2021 | no | FLORHAM PARK, NJ|FLORHAM PARK, NJ|BONITA SPRINGS, FL|FLORHAM PARK, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 8, 2002 | Mar 20, 2009 | no | MORRISTOWN, NJ|MORRISTOWN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Sep 22, 2021 | Sep 3, 2021 | -19 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Mar 20, 2009 | Feb 27, 2009 | -21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:NJ:2021-09-14 | Sep 22, 2021 | Sep 3, 2021 | FLORHAM PARK, NJ | Firm change |