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Advisor at LPL FINANCIAL LLC
West Des Moines, IA | SAN DIEGO, CA | DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 5, 2023 | n/a | yes | SAN DIEGO, CA|West Des Moines, IA|DES MOINES, IA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jan 22, 2018 | Dec 7, 2023 | no | WEST DES MOINES, IA|WEST DES MOINES, IA | Previous registration |
| EDWARD JONES | National bd RIA | Aug 11, 2016 | Jan 23, 2018 | no | INDIANOLA, IA|ST LOUIS, MO|DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | LPL FINANCIAL LLC | Dec 7, 2023 | Dec 5, 2023 | -2 | Firm change | Ibd to ibd |
| EDWARD JONES | SECURITIES AMERICA ADVISORS, INC. | Jan 23, 2018 | Jan 22, 2018 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:6413:IA:2023-12-07 | Dec 7, 2023 | Dec 5, 2023 | WEST DES MOINES, IA | Firm change |