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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

Scott Franklin McCullah

Advisor at ADVICE AND PLANNING SERVICES

PASADENA, CA | San Dimas, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 10, 1982
First registration: Jul 28, 2003
Dual registered: yes, broker-dealer
Other names: SCOTT FRANKLIN MCCULLAH|Scott McCullah
IAPD individual key: 841702

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jul 2, 2024	n/a	yes	PASADENA, CA\|San Dimas, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jun 11, 2024	no	PASADENA, CA\|PASADENA, CA\|MONROVIA, CA\|LOS ANGELES, CA\|ALTADENA, CA\|DUARTE, CA\|VENICE, CA\|Los Angeles, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|CULVER CITY, CA\|CULVER CITY, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|HOLLYWOOD, CA\|CULVER CITY, CA\|LOS ANGELES, CA\|CULVER CITY, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|GLENDORA, CA\|Glendale, CA\|LOS ANGELES, CA\|WEST HOLLYWOOD, CA\|LOS ANGELES, CA\|ALHAMBRA, CA\|PASADENA, CA\|GLENDORA, CA\|LOS ANGELES, CA\|Los Angeles, CA\|LOS ANGELES, CA\|WEST HOLLYWOOD, CA\|HOLLYWOOD, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|Whittier, CA\|BALDWIN PARK, CA\|PICO RIVERA, CA\|MONTEBELLO, CA\|PASADENA, CA\|SAN GABRIEL, CA\|MONROVIA, CA\|PASADENA, CA\|TEMPLE CITY, CA\|SOUTH PASADENA, CA\|ARCADIA, CA\|PASADENA, CA\|MONTROSE, CA\|MONROVIA, CA\|ARCADIA, CA\|LA CANADA, CA\|WEST HOLLYWOOD, CA\|TEMPLE CITY, CA\|PASADENA, CA\|LA CRESCENTA, CA\|SIERRA MADRE, CA\|SAN MARINO, CA\|SAN MARINO, CA\|PASADENA, CA\|ALHAMBRA, CA\|LOS ANGELES, CA\|ALHAMBRA, CA\|NORTH HOLLYWOOD, CA\|LOS ANGELES, CA\|GLENDALE, CA\|GLENDALE, CA\|NORTH HOLLYWOOD, CA\|TUJUNGA, CA\|BURBANK, CA\|BURBANK, CA\|NORTH HOLLYWOOD, CA\|BURBANK, CA\|ALHAMBRA, CA\|TUJUNGA, CA\|EL MONTE, CA\|GLENDALE, CA\|ALHAMBRA, CA\|BURBANK, CA\|BURBANK, CA\|EL MONTE, CA\|GLENDORA, CA\|TOLUCA LAKE, CA\|BALDWIN PARK, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|VALENCIA, CA\|LANCASTER, CA\|LANCASTER, CA\|CANYON COUNTRY, CA\|San Fernando, CA\|GRANADA HILLS, CA\|NORTHRIDGE, CA\|TARZANA, CA\|RESEDA, CA\|SAUGUS, CA\|PALMDALE, CA\|ARLETA, CA\|CANOGA PARK, CA\|PORTER RANCH, CA\|SHERMAN OAKS, CA\|SYLMAR, CA\|VALENCIA, CA\|RESEDA, CA\|VAN NUYS, CA\|SAUGUS, CA\|SANTA CLARITA, CA\|NORTHRIDGE, CA\|STUDIO CITY, CA\|TARZANA, CA\|CANOGA PARK, CA\|GRANADA HILLS, CA\|MISSION HILLS, CA\|CHATSWORTH, CA\|VAN NUYS, CA\|WOODLAND HILLS, CA\|STEVENSON RANCH, CA\|SANTA CLARITA, CA\|LANCASTER, CA\|PALMDALE, CA\|VAN NUYS, CA\|LANCASTER, CA\|ENCINO, CA\|SHERMAN OAKS, CA\|SHERMAN OAKS, CA\|VALENCIA, CA\|NORTH HILLS, CA\|SHERMAN OAKS, CA\|ENCINO, CA\|NORTHRIDGE, CA\|VALENCIA, CA\|NORTHRIDGE, CA\|PALMDALE, CA\|PALMDALE, CA\|VAN NUYS, CA\|Encino, CA\|PALMDALE, CA\|SAN FERNANDO, CA\|SUN VALLEY, CA\|NORTHRIDGE, CA\|PALMDALE, CA\|NEWHALL, CA\|WOODLAND HILLS, CA\|SUN VALLEY, CA\|CASTAIC, CA\|PANORAMA CITY, CA\|Arleta, CA\|PANORAMA CITY, CA\|GLENDORA, CA\|Columbus, OH\|Glendora, CA\|Glendora, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Oct 1, 2012	no	LOS ANGELES,, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|CULVER CITY, CA\|LOS ANGELES, CA\|CULVER CITY, CA\|HOLLYWOOD, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|CULVER CITY, CA\|CULVER CITY, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|HOLLYWOOD, CA\|VENICE, CA\|DUARTE, CA\|ALTADENA, CA\|LOS ANGELES, CA\|MONROVIA, CA\|PASADENA, CA\|PASADENA, CA\|GLENDORA, CA\|VICTORVILLE, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|BEVERLY HILLS, CA\|LOS ANGELES, CA\|CULVER CITY, CA\|LOS ANGELES, CA\|HAWTHORNE, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|CULVER CITY, CA\|LOS ANGELES, CA\|CULVER CITY, CA\|HOLLYWOOD, CA\|GARDENA, CA\|LOS ANGELES, CA\|CUPERTINO, CA\|PACIFIC PALISADES, CA\|LOS ANGELES, CA\|PASADENA, CA\|HAWTHORNE, CA\|LOS ANGELES, CA\|SAN JOSE, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|CANOGA PARK, CA\|NORTHRIDGE, CA\|NORTHRIDGE, CA\|PANORAMA CITY, CA\|PANORAMA CITY, CA\|VAN NUYS, CA\|SUN VALLEY, CA\|VAN NUYS, CA\|WEST HILLS, CA\|WOODLAND HILLS, CA\|MISSION HILLS, CA\|NORTHRIDGE, CA\|NORTHRIDGE, CA\|NORTHRIDGE, CA\|GRANADA HILLS, CA\|GRANADA HILLS, CA\|SAN FERNANDO, CA\|WOODLAND HILLS, CA\|CANOGA PARK, CA\|SYLMAR, CA\|PORTER RANCH, CA\|RESEDA, CA\|SUN VALLEY, CA\|RESEDA, CA\|CHATSWORTH, CA\|NORTH HILLS, CA\|WOODLAND HILLS, CA\|VAN NUYS, CA\|LOS ANGELES, CA\|SANTA MONICA, CA\|MANHATTAN BEACH, CA\|BEVERLY HILLS, CA\|VENICE, CA\|INGLEWOOD, CA\|LOS ANGELES, CA\|MANHATTAN BEACH, CA\|SANTA MONICA, CA\|LOS ANGELES, CA\|MARINA DEL REY, CA\|EL SEGUNDO, CA\|MANHATTAN BEACH, CA\|EL SEGUNDO, CA\|GLENDORA, CA\|SAN JOSE, CA\|HOLLYWOOD, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|SAN JOSE, CA\|SAN JOSE, CA\|INGLEWOOD, CA\|SANTA MONICA, CA\|LOS ANGELES, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jul 28, 2003	May 2, 2009	no	SAN LUIS OBISPO, CA\|YORBA LINDA, CA\|DIAMOND BAR, CA\|LA PUENTE, CA\|LAKEWOOD, CA\|NORWALK, CA\|WHITTIER, CA\|WHITTIER, CA\|ANAHEIM HILLS, CA\|BREA, CA\|BELLFLOWER, CA\|FULLERTON, CA\|HACIENDA HEIGHTS, CA\|PARAMOUNT, CA\|BALDWIN PARK, CA\|CERRITOS, CA\|DOWNEY, CA\|FULLERTON, CA\|FULLERTON, CA\|GLENDORA, CA\|LA HABRA, CA\|LA MIRADA, CA\|LAKEWOOD, CA\|SAN DIMAS, CA\|WEST COVINA, CA\|WEST COVINA, CA\|DOWNEY, CA\|GLENDORA, CA\|LA MIRADA, CA\|GLENDORA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Jun 11, 2024	Jul 2, 2024	21	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Jul 2, 2024 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jun 11, 2024factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Oct 1, 2012factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 28, 2003 to May 2, 2009factForm ADV

Dated events

Occurred
Jun 11, 2024
Advisor changed firm
Scott Franklin Mccullah left J.P. Morgan Securities Llc for Advice And Planning Services (registered 2024-07-02)
Form ADVobserved 5 days ago