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Advisor at GRIFFIN ASSET MANAGEMENT, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GRIFFIN ASSET MANAGEMENT, LLC | Independent wealth | Jul 22, 2021 | n/a | yes | NEW YORK, NY | Current employment |
| LEBENTHAL ASSET MANAGEMENT, LLC | Former SEC adviser | May 17, 2010 | Dec 31, 2016 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEBENTHAL ASSET MANAGEMENT, LLC | GRIFFIN ASSET MANAGEMENT, LLC | Dec 31, 2016 | Jul 22, 2021 | 1,664 | Firm change after gap | Other |