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L••• A••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

L••• A••• C••••••

Advisor at O•••••• F••••••••

AUSTIN, TX

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Search this name across graphsid dfx:ria:c83a1efa-9aa9-61ff-84ba-f98d1d485ed8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 28, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• F••••••••	State registered	Feb 12, 2019	n/a	yes	AUSTIN, TX	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Feb 12, 2021	Oct 5, 2022	no	Austin, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	n/a	Oct 5, 2022	n/a	n/a	Departure no registered destination	Departure
W••••••• C••••••	O•••••• F••••••••	Feb 8, 2019	Feb 12, 2019	4

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:133705:TX:2018-04-19	May 3, 2018	Apr 17, 2018	AUSTIN, TX	Firm change

Relationships

Registered with (4)

→ O•••••• F••••••••Registered adviserregistration: current employment
Feb 12, 2019 to presentfactForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 12, 2021 to Oct 5, 2022factForm ADV
→ W••••••• C••••••Registered adviserregistration: previous registration
Apr 17, 2018 to Feb 8, 2019factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Occurred
Oct 5, 2022
Advisor departed, no destination yet
L••• A••• C•••••• no longer registered at O••••• I••••••••• A••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c83a1efa-9aa9-61ff-84ba-f98d1d485ed8
First observed: Feb 12, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.