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RIA / WealthAdvisorCertified Financial Planner19 years in industry

MANORAMA KOCHIKAR PAI

Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC

Irvine, CA

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Search this name across graphsid dfx:ria:c83b9c5f-4783-d98c-4d8e-ec007648b8e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT ADVISOR ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65
First exam: Jul 31, 2007
First registration: Aug 1, 2007
Dual registered: no
Other names: MANORAMA K PAI
IAPD individual key: 5320774

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Jan 5, 2025	n/a	yes	Irvine, CA	Current employment
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Former SEC adviser	Jan 2, 2020	Jan 3, 2025	no	Irvine, CA\|OLYMPIA, WA\|Irvine, CA	Previous registration
FOUNTAIN STRATEGIES, LLC	n/a	Feb 5, 2019	Jul 12, 2020	no	IRVINE, CA\|MONTEREY, CA	Previous registration
FOUNTAIN STRATEGIES, LLC	n/a	Sep 13, 2007	Apr 27, 2019	no	MONTEREY, CA\|Irvine, CA	Previous registration
PRIVATE ASSET ADVISORS, INC.	n/a	Aug 1, 2007	Sep 12, 2007	no	NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	INDEPENDENT ADVISOR ALLIANCE, LLC	Jan 3, 2025	Jan 5, 2025	2	Firm change	RIA to RIA
FOUNTAIN STRATEGIES, LLC	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Jul 12, 2020	Jan 2, 2020	-192	Firm change after gap	Other
FOUNTAIN STRATEGIES, LLC	FOUNTAIN STRATEGIES, LLC	Apr 27, 2019	Feb 5, 2019	-81	Firm change after gap	Other
PRIVATE ASSET ADVISORS, INC.	FOUNTAIN STRATEGIES, LLC	Sep 12, 2007	Sep 13, 2007	1	Firm change	Other

Relationships

Registered with (4)

→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: current employment
Jan 5, 2025 to presentfactForm ADV
→ FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 2, 2020 to Jan 3, 2025factForm ADV
→ FOUNTAIN STRATEGIES, LLCRegistered adviserregistration: previous registration
Feb 5, 2019 to Jul 12, 2020factForm ADV
→ PRIVATE ASSET ADVISORS, INC.Registered adviserregistration: previous registration
Aug 1, 2007 to Sep 12, 2007factForm ADV

Dated events

Occurred
Jan 3, 2025
Advisor changed firm
Manorama Kochikar Pai left Financial Advocates Investment Management for Independent Advisor Alliance, Llc (registered 2025-01-05)
Form ADVobserved 6 days ago