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Reading the graph
Advisor at MORGAN STANLEY
Sandy, UT | Washougal, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | n/a | yes | Washougal, WA|Sandy, UT | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jul 2, 2021 | Sep 5, 2023 | no | Gilbert, AZ|ARLINGTON, VA|Portland, OR|CAMAS, WA | Previous registration |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Dec 2, 2019 | Feb 21, 2020 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| VANGUARD ADVISERS, INC. | E*TRADE CAPITAL MANAGEMENT, LLC | Feb 21, 2020 | Jul 2, 2021 | 497 | Firm change after gap | Ibd to RIA |