DFX Intelligence

M••••••• I•• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

M••••••• I•• G•••••

Advisor at C••••••••• I••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:c8468b24-9794-89f9-5456-567f273b9f2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• L••	Mixed wealth	Apr 15, 2021	n/a	yes	NEW YORK, NY	Current employment
B••• S•••••• A•••• M••••••••• I•••	No RAUM reported	Nov 5, 2007	May 5, 2008	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S•••••• A•••• M••••••••• I•••	C••••••••• I••••••••• L••	May 5, 2008	Apr 15, 2021	4,728	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••••• I••••••••• L••Registered adviserregistration: current employment
Apr 15, 2021 to presentfactForm ADV
→ B••• S•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 5, 2007 to May 5, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8468b24-9794-89f9-5456-567f273b9f2d
First observed: Nov 5, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.