DFX Intelligence

J••• L••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J••• L••••• D•••••

Advisor at F•••• H•••••••• C••••••••• I•••

MONROVIA, IN

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Search this name across graphsid dfx:ria:c8534783-1957-53ea-bc91-b2d8b75f8678

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• H•••••••• C••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Oct 7, 2022	n/a	yes	MONROVIA, IN	Current employment
E••••• J••••	National bd RIA	Nov 27, 2015	Oct 10, 2022	no	MOORESVILLE, IN\|ST LOUIS, MO\|BLOOMINGTON, IN\|MOORESVILLE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	F•••• H•••••••• C••••••••• I•••	Oct 10, 2022	Oct 7, 2022	-3	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: current employment
Oct 7, 2022 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 27, 2015 to Oct 10, 2022factForm ADV

Dated events

Occurred
Oct 10, 2022
Advisor changed firm
J••• L••••• D••••• left E••••• J•••• for F•••• H•••••••• C••••••••• I••• (registered 2022-10-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8534783-1957-53ea-bc91-b2d8b75f8678
First observed: Nov 27, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.