DFX Intelligence

S•••• L•• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

S•••• L•• P••••••

Advisor at T••••••••• I•••••••••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:c8558381-b7ae-fa00-26c8-3a1ec73637c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• I•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 6, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• I•••••••••	State registered	Jan 21, 2021	n/a	yes	SAN ANTONIO, TX	Current employment
T••••••••• I•••••••••	State registered	Oct 13, 2009	Dec 31, 2020	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	T••••••••• I•••••••••	Jun 15, 2009	Oct 13, 2009	120	Firm change	Other

Relationships

Registered with (2)

→ T••••••••• I•••••••••Registered adviserregistration: previous registration
Oct 13, 2009 to Dec 31, 2020factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 20, 2002 to Jun 15, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8558381-b7ae-fa00-26c8-3a1ec73637c5
First observed: May 20, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.