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RIA / WealthAdvisorCertified Financial Planner25 years in industry

RUSSELL RALPH MOHBERG

Advisor at REGATTA CAPITAL GROUP, LLC

EL SEGUNDO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c8583ffa-4cea-0192-ccff-66e82781fa46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: May 31, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Russell R. Mohberg

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGATTA CAPITAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Apr 19, 2001
First registration: May 31, 2006
Dual registered: no
Other names: RUSSELL R. MOHBERG
IAPD individual key: 4354403

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGATTA CAPITAL GROUP, LLC	Independent wealth	Jan 25, 2008	n/a	yes	EL SEGUNDO, CA	Current employment
EDWARD JONES	National bd RIA	May 31, 2006	Nov 14, 2007	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	REGATTA CAPITAL GROUP, LLC	Nov 14, 2007	Jan 25, 2008	72	Firm change	Other

Relationships

Registered with (2)

→ REGATTA CAPITAL GROUP, LLCRegistered adviserregistration: current employment
Jan 25, 2008 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 31, 2006 to Nov 14, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8583ffa-4cea-0192-ccff-66e82781fa46
First observed: May 31, 2006
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RUSSELL RALPH MOHBERG

Advisor at REGATTA CAPITAL GROUP, LLC

EL SEGUNDO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c8583ffa-4cea-0192-ccff-66e82781fa46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

REGATTA CAPITAL GROUP, LLC

Independent wealth

Jan 25, 2008

n/a

yes

EL SEGUNDO, CA

Current employment

EDWARD JONES

National bd RIA

May 31, 2006

Nov 14, 2007

BEVERLY HILLS, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

EDWARD JONES

REGATTA CAPITAL GROUP, LLC

Nov 14, 2007

Jan 25, 2008

Firm change

Other