DFX Intelligence

P•••••• B•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

P•••••• B•••••• C•••••

Advisor at F•••• P••••••• W•••••• L••

Chicago, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 14, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Sep 9, 2026	n/a	yes	Chicago, IL	Current employment
D•••••• W••••• A•••••••	Independent wealth	Feb 1, 2024	Nov 21, 2025	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• W••••• A•••••••	F•••• P••••••• W•••••• L••	Nov 21, 2025	Sep 9, 2026	292	Firm change	RIA to RIA
V••••••• A•••••••• I•••	D•••••• W••••• A•••••••	Feb 2, 2023	Feb 1, 2024

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Sep 9, 2026 to presentfactForm ADV
→ D•••••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 1, 2024 to Nov 21, 2025factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 14, 2021 to Feb 2, 2023factForm ADV

Dated events

Order

Occurred
21 Nov 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
2 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 14, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.