This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$314,000Item 5.F on the latest filing (2026-04-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$112,000

Private client RAUM

$314,000derivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$314,000derivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

463

Individual clients

460

SEC number

801-129081

CRD

328842

Filings on the tape

6

First filed

Oct 19, 2023

Latest filed

Apr 22, 2026

Organised

Limited Liability Company, DE

• Occurred

  Oct 19, 2023
  Succession filed (Item 4)

  Unifimoney Ria reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 3 days ago
• Occurred

  Oct 19, 2023
  First Form ADV filing

  Unifimoney Ria filed its initial SEC registration (Form ADV)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c860b91f-bb50-c69d-c8bd-edc961660083

First observed

Oct 19, 2023

Last observed

Apr 22, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.