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S•••••• R••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

S•••••• R••••• W•••••••

Advisor at F••• C•••••• M••••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:c860ef87-8d24-f7cc-57e2-8763a1a9cffc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 24, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••• C•••••• M••••••••• L••	State registered	Jun 5, 2020	n/a	yes	SAN DIEGO, CA	Current employment
P•••••• S••••• I••••••••• L•	State registered	Oct 31, 2024	Mar 30, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• S••••• I••••••••• L•	n/a	Mar 30, 2026	n/a	n/a	Departure no registered destination	Departure
F•••• L••	F••• C•••••• M••••••••• L••	Dec 31, 2016	Jun 5, 2020

Relationships

Registered with (4)

→ F••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 5, 2020 to presentfactForm ADV
→ P•••••• S••••• I••••••••• L•Registered adviserregistration: previous registration
Oct 31, 2024 to Mar 30, 2026factForm ADV
→ F•••• L••Registered adviserregistration: previous registration
Feb 13, 2014 to Dec 31, 2016factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Mar 30, 2026
Advisor departed, no destination yet
S•••••• R••••• W••••••• no longer registered at P•••••• S••••• I••••••••• L•; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c860ef87-8d24-f7cc-57e2-8763a1a9cffc
First observed: Aug 24, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.