This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$1.9BItem 5.F on the latest filing (2019-08-02); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.9B

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

17

Advisory employees

14

Offices

0Schedule D 1.F, beyond the principal office

Accounts

2

SEC number

801-117270

CRD

299565

Filings on the tape

2

First filed

Jul 31, 2019

Latest filed

Aug 2, 2019

Organised

Other (specify)

• Occurred

  Jul 31, 2019
  First Form ADV filing

  Sequoia Investment Management Company Limited filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c86b8a0d-f0ea-d65f-0232-48d1139dd8f0

First observed

Jul 31, 2019

Last observed

Aug 2, 2019 86 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.