DFX Intelligence

P•••••• J• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

P•••••• J• A••••

Advisor at M••••• W••••• M•••••••••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:c86d88e5-050e-04b9-6f86-78757a432469

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M•••••••••	Independent wealth	Aug 25, 2016	n/a	yes	PHOENIX, AZ	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Aug 1, 2014	Aug 20, 2016	no	Mesa, AZ\|MESA, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	M••••• W••••• M•••••••••	Aug 20, 2016	Aug 25, 2016	5	Firm change	Other

Relationships

Registered with (2)

→ M••••• W••••• M•••••••••Registered adviserregistration: current employment
Aug 25, 2016 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2014 to Aug 20, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c86d88e5-050e-04b9-6f86-78757a432469
First observed: Aug 1, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.