C•••• S• S••••

Advisor at C•••••••

Newton, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c86f35f5-9a45-8fbc-6c4c-6a446eabc698

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 30, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Apr 19, 2023	n/a	yes	Newton, MA	Current employment
A•••••• W••••• M••••••••• I•••	Former SEC adviser	Jul 10, 2017	May 18, 2023	no	WELLESLEY HILLS, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• M••••••••• I•••	C•••••••	May 18, 2023	Apr 19, 2023	-29	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
143873:175112:MA:2023-05-18	May 18, 2023	Apr 19, 2023	WELLESLEY HILLS, MA	Firm change

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Apr 19, 2023 to presentfactForm ADV
→ A•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 10, 2017 to May 18, 2023factForm ADV

Dated events

Occurred
May 18, 2023
Advisor changed firm
C•••• S• S•••• left A•••••• W••••• M••••••••• I••• for Captrust (registered 2023-04-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c86f35f5-9a45-8fbc-6c4c-6a446eabc698
First observed: Jul 10, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.