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O•••••••• M••••••••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

O•••••••• M••••••••• C•••••••••

CRD 117884

NEW YORK, NY

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Search this name across graphsid dfx:ria:c8749315-a4d0-978b-b86f-606b1a833019

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 4
Observed: Nov 29, 2011 to Apr 8, 2026
49 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

O•••••••• M•••••••••

Family office · shared crd

Independent Sponsorsidentity

O•••••••• M••••••••• C•••••••••

Capital provider to sponsors · shared crd

Private Equityidentity

O•••••••• M••••••••• C•••••••••

Private equity manager · shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.52 fund_share=0.17 institutional_share=0.26 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-04-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $763M
Private client RAUM: $585MderivedItem 5.D individuals plus high net worth individuals
Private client share: 52%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• J•• Z•••••	n/a	NEW YORK, NY \| BOCA RATON, FL	5	36	n/a	no
W••• G•••••	n/a	NEW YORK, NY	1	10

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•••••••• C••• E••••• F•••• L•	Hedge Fund	$185M	Apr 8, 2026	5	Jan 23, 2024	reported	021-511075
O•••••••• S••••• M••••• F••• L•	Hedge Fund	$142M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••••••• F••••• J•••••	CFO/COO	Na	yes	12/2022	Apr 8, 2026	Apr 8, 2026
Z•••••• R••••••• J••	PRESIDENT CEO	Na	yes	07/2015	Apr 8, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•••••••• M••••••••• A•••••••• L• ••••••• A•••••••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.1B	6.6%	$1.1B	1.6%	17	14	1	1

Relationships

Registered with (4)

← W••• G•••••Advisorregistration: current employment
Sep 16, 2025 to presentfactForm ADV
← R•••••• J•• Z•••••Advisorregistration: current employment
Apr 30, 2021 to presentfactForm ADV
← Jonathan Daniel ShabanAdvisorregistration: previous registration
Jul 31, 2023 to Jun 10, 2025factForm ADV
← Christine Jue Munn

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
Jonathan Daniel Shaban left O•••••••• M••••••••• C••••••••• for Avestar Capital, Llc (registered 2025-06-25)
Form ADVobserved 6 days ago
Occurred
Feb 20, 2024
Advisor changed firm
Christine Jue Munn left O•••••••• M••••••••• C••••••••• for Steward Partners Investment Solutions, Llc (registered 2024-02-15)
Form ADVobserved 6 days ago
Occurred
Dec 13, 2023
Control person left
Lloyd Moskowitz (Chief Compliance Officer) no longer on Schedule A of O•••••••• M••••••••• C••••••••• (listed 2023-03-06, absent 2023-12-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8749315-a4d0-978b-b86f-606b1a833019
First observed: Nov 29, 2011
Last observed: Apr 8, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 8, 2026	$1.1B	$763M	17	7	1	3	n/a
2024	Mar 14, 2025	$1.1B	$742M	14	4	1	2	n/a
2023	Jan 23, 2024	$1.2B	$1.1B	15	5	0	2	$1.3M
2022	Mar 6, 2023	$1.1B	$985M	15	4	0	1	$559,792
2021	Mar 3, 2022	$1.3B	$1.2B	13	2	0	1	$669,236
2020	Mar 19, 2021	$1.1B	$1.0B	14	3	0	2	$2.1M
2019	Mar 6, 2020	$969M	$895M	12	3	0	3	$3.0M
2018	Mar 28, 2019	$978M	$920M	15	5	0	5	$207M
2017	Mar 28, 2018	$1.0B	$944M	15	5	0	5	$240M
2016	Mar 29, 2017	$874M	$849M	16	5	n/a	5	$214M
2015	Mar 30, 2016	$910M	$870M	16	6	n/a	5	$298M
2014	Mar 20, 2015	$1.1B	$1.0B	16	6	n/a	5	$393M
2013	Mar 26, 2014	$755M	$711M	15	6	n/a	4	$210M
2012	Mar 27, 2013	$617M	$574M	14	5	n/a	5	$97.8M
2011	Nov 29, 2011	$540M	$471M	n/a	n/a	n/a	3	$10.7M