DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•••••• M••• R••••••••• G•••• L••
Jonesboro, AR | SPRINGFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•••••• M••• R••••••••• G•••• L•• | State registered | Oct 31, 2024 | n/a | yes | Jonesboro, AR|SPRINGFIELD, MO | Current employment |
| F•••• H•••••••• C••••••••• I••• | Bd affiliated wealth | Nov 13, 2015 | Oct 31, 2024 | no | Jonesboro, AR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• H•••••••• C••••••••• I••• | L•••••• M••• R••••••••• G•••• L•• | Oct 31, 2024 | Oct 31, 2024 | 0 | Firm change | Ibd to state RIA |
| V••• F•••••••• A•••••••• I••• | F•••• H•••••••• C••••••••• I••• | Nov 13, 2015 | Nov 13, 2015 |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Mar 6, 2013 | Nov 13, 2015 | no | NORMAN, OK|JONESBORO, AR | Previous registration |
| M••••• O• O•••• I••••••• S•••••••• I••• | Independent wealth | Oct 7, 2004 | Jul 7, 2008 | no | SPRINGFIELD, MO|SPRINGFIELD, MO|JONESBORO, AR|SPRINGFIELD, MO | Previous registration |
| 0 |
| Firm change |
| Other |
| M••••• O• O•••• I••••••• S•••••••• I••• | V••• F•••••••• A•••••••• I••• | Jul 7, 2008 | Mar 6, 2013 | 1,703 | Firm change after gap | Other |