DFX Intelligence

T••••• W•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner21 years in industry

T••••• W•••••• M•••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Philadelphia, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c888221b-67b9-fa18-66e0-0556633cf5a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 20, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Apr 3, 2017	n/a	yes	OVERLAND PARK, KS\|Philadelphia, PA	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jun 10, 2014	Mar 14, 2017	no	Philadelphia, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	C••••••• P•••••••	Mar 14, 2017	Apr 3, 2017	20	Firm change	Other
S•••••••• A••••••• L••	A••••• A•• P••••••• S•••••••	May 12, 2014	Jun 10, 2014

Relationships

Registered with (6)

→ C••••••• P•••••••Registered adviserregistration: current employment
Apr 3, 2017 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 10, 2014 to Mar 14, 2017factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 25, 2013 to May 12, 2014factForm ADV
→ N••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c888221b-67b9-fa18-66e0-0556633cf5a8
First observed: Oct 22, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.