DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC WEALTH, INC.
ARLINGTON HEIGHTS, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | ARLINGTON HEIGHTS, IL | Current employment |
| INDEPENDENT ADVISERS GROUP CORP | Former SEC adviser | Sep 2, 2009 | Mar 5, 2010 | no | LAKE ZURICH, IL | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Nov 9, 2001 | Jan 24, 2025 | no | ARLINGTON HEIGHTS, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | INDEPENDENT ADVISERS GROUP CORP | Jan 24, 2025 | Sep 2, 2009 | -5,623 | Firm change after gap | Other |
| INDEPENDENT ADVISERS GROUP CORP | OSAIC WEALTH, INC. | Mar 5, 2010 | Jan 24, 2025 | 5,439 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3870:106684:IL:2025-01-24 | Jan 24, 2025 | Sep 2, 2009 | ARLINGTON HEIGHTS, IL | Firm change after gap |