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M•••••••• C•••••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••••••• C•••••• M••••••••• I••

CRD 110854

GREENSBORO, NC

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Search this name across graphsid dfx:ria:c8924fcb-bc12-8b77-1b3c-c36cd0c0af3e

Data as of May 11, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2011 to May 11, 2023
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $127MItem 5.F on the latest filing (2023-05-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $127M
Private client RAUM: $110MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••••• A••••••••• I•••	HOLDING CO.	E	yes	04/1981	Nov 10, 2011	May 11, 2023
M••••••••• D•••••• C••••	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	04/1981	Nov 10, 2011

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$127M	$185M	-31.6%	$193M	-13.1%	3	5	0	0

Relationships

Controls (2)

← M••••••••• D•••••• C••••OwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 10, 2011 to presentfactForm ADV
← M•••••••• A••••••••• I•••OwnerHOLDING CO., ownership code E, domestic entity
Nov 10, 2011 to presentfactForm ADV

Registered with (1)

← JAMES CHRISTIAN KINGAdvisorregistration: previous registration
Mar 28, 2016 to Jun 11, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8924fcb-bc12-8b77-1b3c-c36cd0c0af3e
First observed: Nov 10, 2011
Last observed: May 11, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.