DFX Intelligence

A•••••••• S•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

A•••••••• S•••• K••••

Advisor at A•• W••••• M••••••••• L••

MELVILLE, NY

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Search this name across graphsid dfx:ria:c892fb8c-d3d0-249d-9730-2f17eeae56ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• W••••• M••••••••• L••	Mixed wealth	May 4, 2026	n/a	yes	MELVILLE, NY	Current employment
S•••••••• A••••••• L••	National bd RIA	May 8, 2025	Nov 12, 2025	no	SAN GABRIEL, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	A•• W••••• M••••••••• L••	Nov 12, 2025	May 4, 2026	173	Firm change	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	S•••••••• A••••••• L••	Jun 28, 2024	May 8, 2025

Relationships

Registered with (5)

→ A•• W••••• M••••••••• L••Registered adviserregistration: current employment
May 4, 2026 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
May 8, 2025 to Nov 12, 2025factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 10, 2022 to Jun 28, 2024factForm ADV
→ C•••••• M••••••••• G••••

Dated events

Occurred
Nov 12, 2025
Advisor changed firm
A•••••••• S•••• K•••• left S•••••••• A••••••• L•• for A•• W••••• M••••••••• L•• (registered 2026-05-04)
Form ADVobserved 7 days ago
Occurred
Jun 28, 2024
Advisor changed firm
A•••••••• S•••• K•••• left N••••••••• M••••• I••••••••• S••••••••• for S•••••••• A••••••• L•• (registered 2025-05-08)
Form ADVobserved 7 days ago
Occurred
Jan 5, 2022
Advisor changed firm
A•••••••• S•••• K•••• left C•••••• M••••••••• G•••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-03-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c892fb8c-d3d0-249d-9730-2f17eeae56ef
First observed: Mar 28, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.